-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPX0K9DOJy4yimJgmi8YgLM1rT4lek8jmf+gkh0VssVH71Es81h/1YAWwNFdZgwd q/yj32EGa+gjXMnglI93nA== 0000950152-00-000766.txt : 20000210 0000950152-00-000766.hdr.sgml : 20000210 ACCESSION NUMBER: 0000950152-00-000766 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-31304 FILM NUMBER: 529317 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK ONE CORP CENTRAL INDEX KEY: 0001067092 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 310738296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 SC 13G/A 1 BANK ONE CORPORATION/A.M.CASTLE & CO. SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4) A.M. CASTLE & CO. ----------------------------------------- (NAME OF ISSUER) COMMON STOCK ----------------------------------------- (TITLE OF CLASS OF SECURITIES) 148411101 --------------------------- (CUSIP NUMBER) 12/31/99 --------------------------- (DATE) CHECK THE FOLLOWING BOX IF FEE IS BEING PAID WITH THIS STATEMENT ----------------------------------------------------- 2 CUSIP NO. 148411101 --------------- - ------------------------------------------------------------------------------ 1) Names of Reporting Persons I.R.S. No. 31-0738296 S.S. or I.R.S. Identification Nos. of BANK ONE CORPORATION Above Persons - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (a) -------------- (See Instructions) (b) -------------- - ------------------------------------------------------------------------------ 3) SEC Use only - ------------------------------------------------------------------------------ 4) Citizenship or Place of Organization ILLINOIS - ------------------------------------------------------------------------------ Number of Shares (5) Sole Voting Power 2,298,244 -------------- Beneficially (6) Shared Voting Power 0 -------------- Owned by (7) Sole Dispositive Power 2,298,244 -------------- Each Reporting (8) Shared Dispositive Power 0 -------------- Person with - ------------------------------------------------------------------------------ 9) Aggregate Amount Beneficially 2,298,244 Owned by Each Reporting Person -------------- - ------------------------------------------------------------------------------ 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 11) Percent of Class Represented by Amount in Row 9 16.1% -------------- - ------------------------------------------------------------------------------ 12) Type of Reporting Person (See Instructions) HC -------------- 3 - ---------------------------------------------------------------------------- SEC 13G SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13G Amendment No. 4 Item 1(a) Name of Issuer: A.M. CASTLE & CO. ------------------------ Item 1(b) Address of Issuer's principal executive offices: 3400 North Wolf Road ------------------------ Franklin Park, IL 60131 ------------------------ Item 2(a) Name of person filing: BANK ONE CORPORATION Item 2(b) Address of principal business office or, One First National Plaza if none residence: Chicago, IL 60670 Item 2(c) Citizenship: Not Applicable Item 2(d) Title of class of securities: Common Stock ------------------------ Item 2(e) CUSIP No.: 148411101 ------------------------ Item 3. This statement is filed pursuant to Rule 13d-1(c). Item 4. Ownership This beneficial ownership by BANK ONE CORPORATION with respect to common shares of A.M. CASTLE & CO. ----------------------------------------------- ________________________________________________________________: (a) Amount beneficially owned: 2,298,244 -------------- (b) Percent of class 16.1% -------------- (c) Number of shares as to which such person has: (I) Sole power to vote or to direct the vote: 2,298,244 ----------- (ii) Shared power to vote or to direct the vote: 0 ----------- (iii) Sole power to dispose or to direct the disposition of: 2,298,244 -----------
4 (iv) Shared power to dispose or to direct the disposition of: 0 ----------- Item 5. Ownership of 5 percent or less of a Class. N/A --------------- Item 6. Ownership of More than 5 percent on Behalf of Another Person. N/A --------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. --------------- Bank One Trust Company, N.A. The One Group Item 8. Identification and Classification of Members of the Group. N/A --------------- Item 9. Notice of Dissolution of Group. N/A --------------- Item 10. Certification.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: February 9, 2000 ------------------------ BANK ONE CORPORATION By: /s/ DAVID J. KUNDERT David J. Kundert EXECUTIVE VICE PRESIDENT -----END PRIVACY-ENHANCED MESSAGE-----